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Regulation NMS
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#	Item
361	th 245 E.40 St., 29G New York, NY[removed]P[removed]F[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-15 10:28:58 Investment Finance Order Securities Exchange Act Futures contract Regulation NMS New York Stock Exchange United States Securities and Exchange Commission Stock market Financial economics
362	Alternative trading Systems: Marketplace Evolution in Canada Add to Reading List Source URL: www.stikeman.com Language: English - Date: 2014-08-18 14:32:14 Finance Investment Alternative Trading Systems Dark liquidity Order Regulation NMS Market maker Algorithmic trading High-frequency trading Financial markets Financial economics Stock market
363	May 7, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-10 11:02:57 Business Thomson Reuters Regulation NMS Reuters Short Financial data vendors Finance Financial economics
364	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets NVSE EURONEXT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:09:47 Economy of the United States United States securities law Investment Self-regulatory organizations 73rd United States Congress Chicago Stock Exchange Regulation NMS Securities Exchange Act National market system plan United States Securities and Exchange Commission Financial markets Financial economics
365	Microsoft Word - Occupational Alert Floor Brokers.DOC Add to Reading List Source URL: www.thesierragroup.com Language: English - Date: 2008-08-26 20:10:33 Investment Finance Regulation NMS Electronic trading National Market System New York Stock Exchange Open outcry Order Stock market Financial economics Financial markets
366	Microsoft Word - response to limit up-limit down plan comment letters[removed]SIGNED.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-03 15:23:11 Finance Business Financial markets Order Regulation NMS Chicago Stock Exchange Day trading Futures contract Short Stock market Financial economics Investment
367	To everyone: Since you keep me unemployed, homeless, and penniless... I can still read, write, and do math... or is it still not good enough to be a maize... i call it: Red Grains that fly by Knights Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-25 11:46:46 Investment Financial system Chicago Stock Exchange Regulation NMS Futures contract Arbitrage Chicago Board Options Exchange Securities Exchange Act Dark liquidity Financial markets Financial economics United States Securities and Exchange Commission
368	Leonard J. Amoruso General Counsel June 22, 2011 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-23 14:04:00 United States Securities and Exchange Commission Investment Mathematical finance Uptick rule Financial markets Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Volatility Stock market Financial economics Finance
369	Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-25 10:52:15 Finance Stock market United States Securities and Exchange Commission United States securities law Economy of the United States Regulation NMS Securities Exchange Act NASDAQ Initial public offering Financial economics Financial markets Investment
370	Richard G. Ketchum President Direct Dial: [removed]Facsimile: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-03-26 09:45:50 Finance Securities Exchange Act U.S. Securities and Exchange Commission Market data Security National best bid and offer Broker-dealer NASDAQ Regulation NMS Financial markets Financial economics Investment

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